Skip List vs. Binary Search Tree

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I recently came across the data structure known as a skip list. It seems to have very similar behavior to a binary search tree.

Why would you ever want to use a skip list over a binary search tree?

7 Answers

Skip lists are more amenable to concurrent access/modification. Herb Sutter wrote an article about data structure in concurrent environments. It has more indepth information.

The most frequently used implementation of a binary search tree is a red-black tree. The concurrent problems come in when the tree is modified it often needs to rebalance. The rebalance operation can affect large portions of the tree, which would require a mutex lock on many of the tree nodes. Inserting a node into a skip list is far more localized, only nodes directly linked to the affected node need to be locked.

Update from Jon Harrops comments

I read Fraser and Harris's latest paper Concurrent programming without locks. Really good stuff if you're interested in lock-free data structures. The paper focuses on Transactional Memory and a theoretical operation multiword-compare-and-swap MCAS. Both of these are simulated in software as no hardware supports them yet. I'm fairly impressed that they were able to build MCAS in software at all.

I didn't find the transactional memory stuff particularly compelling as it requires a garbage collector. Also software transactional memory is plagued with performance issues. However, I'd be very excited if hardware transactional memory ever becomes common. In the end it's still research and won't be of use for production code for another decade or so.

In section 8.2 they compare the performance of several concurrent tree implementations. I'll summarize their findings. It's worth it to download the pdf as it has some very informative graphs on pages 50, 53, and 54.

  • Locking skip lists is insanely fast. They scale incredibly well with the number of concurrent accesses. This is what makes skip lists special, other lock based data structures tend to croak under pressure.
  • Lock-free skip lists are consistently faster than locking skip lists but only barely.
  • transactional skip lists are consistently 2-3 times slower than the locking and non-locking versions.
  • locking red-black trees croak under concurrent access. Their performance degrades linearly with each new concurrent user. Of the two known locking red-black tree implementations, one essentially has a global lock during tree rebalancing. The other uses fancy (and complicated) lock escalation but still doesn't significantly outperform the global lock version.
  • lock-free red-black trees don't exist (no longer true, see Update).
  • transactional red-black trees are comparable with transactional skip-lists. That was very surprising and very promising. Transactional memory, though slower if far easier to write. It can be as easy as quick search and replace on the non-concurrent version.

Update
Here is paper about lock-free trees: Lock-Free Red-Black Trees Using CAS.
I haven't looked into it deeply, but on the surface it seems solid.

Also, in addition to the answers given (ease of implementation combined with comparable performance to a balanced tree). I find that implementing in-order traversal (forwards and backwards) is far simpler because a skip-list effectively has a linked list inside its implementation.

In practice I've found that B-tree performance on my projects has worked out to be better than skip-lists. Skip lists do seem easier to understand but implementing a B-tree is not that hard.

The one advantage that I know of is that some clever people have worked out how to implement a lock-free concurrent skip list that only uses atomic operations. For example, Java 6 contains the ConcurrentSkipListMap class, and you can read the source code to it if you are crazy.

But it's not too hard to write a concurrent B-tree variant either - I've seen it done by someone else - if you preemptively split and merge nodes "just in case" as you walk down the tree then you won't have to worry about deadlocks and only ever need to hold a lock on two levels of the tree at a time. The synchronization overhead will be a bit higher but the B-tree is probably faster.

From the Wikipedia article you quoted:

Θ(n) operations, which force us to visit every node in ascending order (such as printing the entire list) provide the opportunity to perform a behind-the-scenes derandomization of the level structure of the skip-list in an optimal way, bringing the skip list to O(log n) search time. [...] A skip list, upon which we have not recently performed [any such] Θ(n) operations, does not provide the same absolute worst-case performance guarantees as more traditional balanced tree data structures, because it is always possible (though with very low probability) that the coin-flips used to build the skip list will produce a badly balanced structure

EDIT: so it's a trade-off: Skip Lists use less memory at the risk that they might degenerate into an unbalanced tree.

Skip lists are implemented using lists.

Lock free solutions exist for singly and doubly linked lists - but there are no lock free solutions which directly using only CAS for any O(logn) data structure.

You can however use CAS based lists to create skip lists.

(Note that MCAS, which is created using CAS, permits arbitrary data structures and a proof of concept red-black tree had been created using MCAS).

So, odd as they are, they turn out to be very useful :-)

Skip Lists do have the advantage of lock stripping. But, the runt time depends on how the level of a new node is decided. Usually this is done using Random(). On a dictionary of 56000 words, skip list took more time than a splay tree and the tree took more time than a hash table. The first two could not match hash table's runtime. Also, the array of the hash table can be lock stripped in a concurrent way too.

Skip List and similar ordered lists are used when locality of reference is needed. For ex: finding flights next and before a date in an application.

An inmemory binary search splay tree is great and more frequently used.

Skip List Vs Splay Tree Vs Hash Table Runtime on dictionary find op

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